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The Office of Institutional Compliance

Contact Us


Main Phone: 713-500-3294

Compliance Hotline number: 1-888-472-9868

Compliance Web Report website: www.tnwinc.com/webreport


William S. LeMaistre, J.D., CHC
Assistant Vice President and Chief Compliance Officer
713-500-3328

Emma Lacy
Administrative Coordinator
713-500-3294

Stephen Arong, J.D.
Compliance Coordinator
713-500-3312

Tricia Dean, CPC
Senior Compliance Specialist
713-500-3316

Stuart Bernstein, CPC, COC
Senior Compliance Specialist
713-500-3306